SEC Form 4 · accession 0001209191-16-154221
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Chichester
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 6, 2016 | M | 8,500 | $12.32 | A | 24,922 | D | |
| Class A Common Stock | Dec 6, 2016 | F | 3,435 | $30.49 | D | 21,487 | D | |
| Class A Common Stock | Dec 6, 2016 | M | 4,848 | $13.75 | A | 26,335 | D | |
| Class A Common Stock | Dec 6, 2016 | F | 2,187 | $30.49 | D | 24,148 | D | |
| Common Stock | holding | — | — | — | 2,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $12.32 | Dec 6, 2016 | M | 8,500 | D | — | Aug 17, 2020 | Class A Common Stock | 8,500 | 0 | D |
| Stock Option (Right to Buy)F3 | $13.75 | Dec 6, 2016 | M | 4,848 | D | — | Aug 9, 2019 | Class A Common Stock | 4,848 | 9,698 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
- F2The options vested upon the first to occur of termination of employment by the Company (other than for cause) or the expiration of six months after commencement of employment.
- F3One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 9, 2016 the date of the grant.
Remarks
Exhibit 24.1: Power of Attorney