SEC Form 4 · accession 0001209191-16-154220
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred A Piergallini
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 6, 2016 | M | 13,522 | $9.86 | A | 101,692 | D | |
| Class A Common Stock | Dec 6, 2016 | F | 4,373 | $30.49 | D | 97,319 | D | |
| Class A Common StockF2 | Dec 7, 2016 | S | 27,740 | $30.9125 | D | 69,579 | D | |
| Common Stock | holding | — | — | — | 8,979 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $9.86 | Dec 6, 2016 | M | 13,522 | D | — | Aug 10, 2018 | Class A Common Stock | 13,522 | 6,762 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F2The range of prices for the shares of Class A Common Stock is from $30.53 to $31.23. Mr. Piergallini undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.