SEC Form 4 · accession 0001209191-16-154217
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Beth Springer
Director
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 6, 2016 | S | 1,455 | $30.1154 | D | 0 | I | By Trust |
| Class A Common Stock | Dec 6, 2016 | M | 27,740 | $7.21 | A | 27,740 | D | |
| Class A Common Stock | Dec 6, 2016 | F | 6,560 | $30.49 | D | 21,180 | D | |
| Class A Common Stock | Dec 6, 2016 | M | 13,522 | $9.86 | A | 34,702 | D | |
| Class A Common Stock | Dec 6, 2016 | F | 4,373 | $30.49 | D | 30,329 | D | |
| Class A Common Stock | Dec 6, 2016 | M | 4,848 | $13.75 | A | 35,177 | D | |
| Class A Common Stock | Dec 6, 2016 | F | 2,187 | $30.49 | D | 32,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $7.21 | Dec 6, 2016 | M | 27,740 | D | — | Aug 10, 2017 | Class A Common Stock | 27,740 | 0 | D |
| Stock Option (Right to Buy)F4 | $9.86 | Dec 6, 2016 | M | 13,522 | D | — | Aug 10, 2018 | Class A Common Stock | 13,522 | 6,762 | D |
| Stock Option (Right to Buy)F5 | $13.75 | Dec 6, 2016 | M | 4,848 | D | — | Aug 9, 2019 | Class A Common Stock | 4,848 | 9,698 | D |
Explanation of responses
- F1Shares are owned by the P. Rosenblum & M. Beth Springer TTEE Paul Rosenblum & Mary Beth Springer Revocable Trust Dated 10/28/2005.
- F2Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
- F3One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of grant.
- F4One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of grant.
- F5One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 9, 2016 the date of the grant.
Remarks
Exhibit 24.1: Power of Attorney