SEC Form 4 · accession 0001209191-16-151291
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Brown
Officer — Chairman · Director · 10% Owner
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Nov 16, 2016 | S | 10,000 | $27.4393 | D | 2,148,593 | D | |
| Class A Common StockF3 | Nov 17, 2016 | S | 10,000 | $27.7869 | D | 2,138,593 | D | |
| Class A Common Stock | holding | — | — | — | 240,000 | I | By Irrevocable Trusts | |
| Common Stock | holding | — | — | — | 1,395,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Class A Common Stock is from $26.91 to $27.91. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3The range of prices for the shares of Class A Common Stock is from $27.46 to $28.1550. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.