SEC Form 4 · accession 0001209191-16-150327
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Brown
Officer — Chairman · Director · 10% Owner
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 11, 2016 | S | 10,000 | $26.05 | D | 2,178,593 | D | |
| Class A Common StockF2 | Nov 14, 2016 | S | 10,000 | $26.7136 | D | 2,168,593 | D | |
| Class A Common StockF3 | Nov 15, 2016 | S | 10,000 | $26.7561 | D | 2,158,593 | D | |
| Class A Common Stock | holding | — | — | — | 240,000 | I | By Irrevocable Trusts | |
| Common Stock | holding | — | — | — | 1,395,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Class A Common Stock is from $26.50 to $26.96. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3The range of prices for the shares of Class A Common Stock is from $26.5750 to $26.93. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Remarks
Exhibit 24.1: Power of Attorney