SEC Form 4 · accession 0001209191-16-144733
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Brown
Officer — Chairman · Director · 10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 8:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 30, 2016 | S | 10,000 | $24.6723 | D | 2,204,393 | D | |
| Class A Common StockF3 | Oct 3, 2016 | S | 10,000 | $24.4535 | D | 2,194,393 | D | |
| Class A Common StockF4 | Oct 4, 2016 | S | 5,800 | $24.6504 | D | 2,188,593 | D | |
| Class A Common StockF5 | holding | — | — | — | 240,000 | I | By Irrevocable Trusts | |
| Common Stock | holding | — | — | — | 1,395,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Class A Common Stock is from $24.45 to $24.89. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3The range of prices for the shares of Class A Common Stock is from $24.45 to $24.48. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F4The range of prices for the shares of Class A Common Stock is from $24.45 to $24.94. Mr. Brown undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F5These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein.