SEC Form 4 · accession 0001209191-16-137861
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Brown
Officer — Chairman · Director · 10% Owner
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 16, 2016 | A | 12,191 | $0.00 | A | 2,308,593 | D | |
| Class A Common StockF2 | holding | — | — | — | 240,000 | I | By Irrevocable Trusts | |
| Common Stock | holding | — | — | — | 1,395,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was awarded by the Issuer's Compensation Committee on August 16, 2016 a grant of 12,191 shares of restricted Class A Common Stock, which will vest in increments of 1/3 at the end of years 3, 4 and 5.
- F2These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein.