SEC Form 4 · accession 0001209191-15-085115
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Beth Springer
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 10, 2015 | M | 22,397 | $8.93 | A | 29,440 | I | By Trust |
| Class A Common StockF1 | Dec 10, 2015 | F | 12,377 | $16.16 | D | 17,063 | I | By Trust |
| Class A Common StockF3,F1 | Dec 10, 2015 | S | 7,043 | $16.2463 | D | 10,020 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F5 | $8.93 | Dec 10, 2015 | M | 22,397 | D | — | Aug 11, 2016 | Class A Common Stock | 22,397 | 0 | D |
Explanation of responses
- F1The Reporting Person transferred her shares of the Company's Class A Common Stock to the P. Rosenblum & M. Beth Springer TTEE Paul Rosenblum & Mary Beth Springer Revocable Trust Dated 10/28/2005.
- F2Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the average of the high and low sales prices on the date of exercise.
- F3The range of prices for the shares of Class A Common Stock is from $15.88 to $16.53. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F4Stock Options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.
- F5One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 11, 2013, the date of grant.