SEC Form 4 · accession 0001209191-15-084802
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Colligan
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 10, 2015 | M | 6,761 | $9.86 | A | 8,790 | D | |
| Class A Common Stock | Dec 10, 2015 | F | 4,126 | $16.16 | D | 4,664 | D | |
| Common Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $9.86 | Dec 10, 2015 | M | 6,761 | D | — | Aug 10, 2018 | Class A Common Stock | 6,761 | 13,523 | D |
Explanation of responses
- F1Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the average of the high and low sales prices on the date of exercise.
- F2Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.
- F3One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015 the date of the grant.