SEC Form 5 · accession 0001209191-15-075581
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Brown
Officer — Chairman · Director · 10% Owner
Period of report
Sep 30, 2015
Accepted (ET)
Oct 15, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 27, 2013 | G | 16,500 | $0.00 | D | 2,769,573 | D | |
| Class A Common Stock | Dec 23, 2014 | G | 8,400 | $0.00 | D | 2,761,173 | D | |
| Class A Common Stock | Dec 30, 2014 | G | 5,600 | $0.00 | D | 2,755,573 | D | |
| Class A Common Stock | May 14, 2015 | G | 7,103 | $0.00 | D | 2,748,470 | D | |
| Class A Common StockF1 | holding | — | — | — | 240,000 | I | By Irrevocable Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein.