SEC Form 4 · accession 0001181431-15-005010
CENTRAL GARDEN & PET CO · CENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David N Chichester
Director
Period of report
Mar 19, 2015
Accepted (ET)
Mar 23, 2015 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 19, 2015 | M | 18,271 | $9.34 | A | 61,760 | D | |
| Class A Common StockF2 | Mar 19, 2015 | S | 18,271 | $10.8319 | D | 43,489 | D | |
| Common Stock | holding | — | — | — | 2,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F3,F4 | $9.34 | Mar 19, 2015 | M | 18,271 | D | — | Aug 13, 2015 | Class A Common Stock | 18,271 | 0 | D |
Explanation of responses
- F1Sales effected under a sale plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- F2The range of prices for the shares of Class A Common Stock is from $10.75 to $10.90. Mr. Chichester undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- F3Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
- F4One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 13, 2012, the date of the grant.