SEC Form 4 · accession 0001179110-18-013736
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Lowe Jr.
Officer — Exec VP and CFO
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 10, 2018 | S | 50,000 | $18.94 | D | 255,332 | D | |
| Common StockF4 | Dec 11, 2018 | S | 48,400 | $19.02 | D | 206,932 | D | |
| Common StockF3 | Dec 11, 2018 | S | 1,600 | $19.54 | D | 205,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 21, 2018.
- F2The price reported in Column 4 reflects a weighted average price of $18.94. These shares were sold in multiple transactions at prices ranging from $18.67 to $19.21, inclusive. The Reporting Person undertakes to provide to KEMET Corporation, any security holder of KEMET Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3The price reported in Column 4 reflects a weighted average price of $19.54. These shares were sold in multiple transactions at prices ranging from $19.50to $19.58, inclusive. The Reporting Person undertakes to provide to KEMET Corporation, any security holder of KEMET Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
- F4The price reported in Column 4 reflects a weighted average price of $19.02. These shares were sold in multiple transactions at prices ranging from $18.49 to $19.49, inclusive. The Reporting Person undertakes to provide to KEMET Corporation, any security holder of KEMET Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4