SEC Form 4 · accession 0001179110-18-013389
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald James Assaf
Officer — Sr VP, General Counsel & Sec
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2018 | S | 2,833 | $21.48 | D | 80,556 | D | |
| Common StockF2 | Dec 3, 2018 | S | 500 | $20.876 | D | 80,056 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 reflects a weighted average price of $21.48. These shares were sold in multiple transactions at prices ranging from $21.95 to $21.00, inclusive. The Reporting Person undertakes to provide to KEMET Corporation, any security holder of KEMET Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F2The price reported in Column 4 reflects a weighted average price of $20.876. These shares were sold in multiple transactions at prices ranging from $20.92 to $20.82, inclusive. The Reporting Person undertakes to provide to KEMET Corporation, any security holder of KEMET Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- F3All of the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 27, 2018.