SEC Form 4/A · accession 0001179110-17-011904
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stefano Vetralla
Officer — VP, Chief Human Resources
Period of report
Aug 9, 2017
Accepted (ET)
Aug 31, 2017 · 12:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2017 | M | 1,500 | $1.92 | A | 53,429 | D | |
| Common Stock | Aug 9, 2017 | M | 1,500 | $4.47 | A | 54,929 | D | |
| Common Stock | Aug 9, 2017 | M | 2,000 | $8.64 | A | 56,929 | D | |
| Common Stock | Aug 9, 2017 | M | 4,000 | $9.22 | A | 60,929 | D | |
| Common Stock | Aug 9, 2017 | S | 318 | $18.62 | D | 60,611 | D | |
| Common Stock | Aug 9, 2017 | S | 400 | $18.63 | D | 60,211 | D | |
| Common Stock | Aug 9, 2017 | S | 1,000 | $18.65 | D | 59,211 | D | |
| Common Stock | Aug 9, 2017 | S | 1,100 | $18.66 | D | 58,111 | D | |
| Common Stock | Aug 9, 2017 | S | 1,254 | $18.67 | D | 56,857 | D | |
| Common Stock | Aug 9, 2017 | S | 200 | $18.68 | D | 56,657 | D | |
| Common Stock | Aug 9, 2017 | S | 2,100 | $18.70 | D | 54,557 | D | |
| Common Stock | Aug 9, 2017 | S | 500 | $18.71 | D | 54,057 | D | |
| Common Stock | Aug 9, 2017 | S | 200 | $18.75 | D | 53,857 | D | |
| Common Stock | Aug 9, 2017 | S | 1,000 | $18.76 | D | 52,857 | D | |
| Common Stock | Aug 9, 2017 | S | 200 | $18.77 | D | 52,657 | D | |
| Common Stock | Aug 9, 2017 | S | 54 | $18.80 | D | 52,603 | D | |
| Common Stock | Aug 9, 2017 | S | 100 | $18.81 | D | 52,503 | D | |
| Common Stock | Aug 9, 2017 | S | 300 | $18.84 | D | 52,203 | D | |
| Common Stock | Aug 9, 2017 | S | 100 | $18.85 | D | 52,103 | D | |
| Common Stock | Aug 9, 2017 | S | 174 | $18.86 | D | 51,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $1.92 | Aug 9, 2017 | M | 1,500 | D | Oct 22, 2010 | Oct 22, 2018 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option | $4.47 | Aug 9, 2017 | M | 1,500 | D | Oct 26, 2011 | Oct 26, 2019 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option | $8.64 | Aug 9, 2017 | M | 2,000 | D | Oct 27, 2012 | Oct 27, 2020 | Common Stock | 2,000 | 0 | D |
| Employee Stock Option | $9.22 | Aug 9, 2017 | M | 4,000 | D | Oct 31, 2013 | Oct 31, 2021 | Common Stock | 4,000 | 0 | D |