SEC Form 4 · accession 0001179110-17-011198
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald James Assaf
Officer — Sr VP, General Counsel & Sec
Period of report
Aug 4, 2017
Accepted (ET)
Aug 7, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | G | 2,190 | $0.00 | D | 114,225 | D | |
| Common Stock | Aug 4, 2017 | M | 7,667 | $4.47 | A | 121,892 | D | |
| Common Stock | Aug 4, 2017 | M | 1,667 | $12.12 | A | 123,559 | D | |
| Common Stock | Aug 4, 2017 | S | 8,434 | $17.7301 | D | 115,125 | D | |
| Common Stock | Aug 4, 2017 | S | 800 | $17.73 | D | 114,325 | D | |
| Common Stock | Aug 4, 2017 | S | 100 | $17.74 | D | 114,225 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $4.47 | Aug 4, 2017 | M | 7,667 | D | Oct 26, 2011 | Oct 26, 2019 | Common Stock | 7,667 | 0 | D |
| Employee Stock Option | $12.12 | Aug 4, 2017 | M | 1,667 | D | Mar 31, 2010 | Mar 31, 2018 | Common Stock | 1,667 | 0 | D |