SEC Form 4 · accession 0001179110-17-007368
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claudio Lollini
Officer — Senior VP, Sales Marketing
Period of report
May 16, 2017
Accepted (ET)
May 17, 2017 · 10:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2017 | M | 1,000 | $4.47 | A | 184,168 | D | |
| Common Stock | May 16, 2017 | M | 1,500 | $8.64 | A | 185,668 | D | |
| Common Stock | May 16, 2017 | M | 3,000 | $9.22 | A | 188,668 | D | |
| Common Stock | May 16, 2017 | M | 4,000 | $4.64 | A | 192,668 | D | |
| Common Stock | May 16, 2017 | S | 9,400 | $14.20 | D | 183,268 | D | |
| Common Stock | May 16, 2017 | S | 100 | $14.21 | D | 183,168 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $4.47 | May 16, 2017 | M | 1,000 | D | Oct 26, 2011 | Oct 26, 2019 | Common Stock | 1,000 | 0 | D |
| Employee Stock Option | $8.64 | May 16, 2017 | M | 1,500 | D | Oct 27, 2012 | Oct 27, 2020 | Common Stock | 1,500 | 0 | D |
| Employee Stock Option | $9.22 | May 16, 2017 | M | 3,000 | D | Oct 31, 2013 | Oct 31, 2021 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option | $4.64 | May 16, 2017 | M | 4,000 | D | Nov 5, 2014 | Nov 5, 2022 | Common Stock | 4,000 | 0 | D |