SEC Form 4 · accession 0001179110-17-007366
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Lowe Jr.
Officer — Exec VP and CFO
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 10:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2017 | M | 20,000 | $1.71 | A | 616,035 | D | |
| Common Stock | May 15, 2017 | M | 33,333 | $8.31 | A | 649,368 | D | |
| Common Stock | May 15, 2017 | S | 100 | $14.16 | D | 649,268 | D | |
| Common Stock | May 15, 2017 | S | 425 | $14.17 | D | 648,843 | D | |
| Common Stock | May 15, 2017 | S | 100 | $14.18 | D | 648,743 | D | |
| Common Stock | May 15, 2017 | S | 800 | $14.19 | D | 647,943 | D | |
| Common Stock | May 15, 2017 | S | 1,389 | $14.20 | D | 646,554 | D | |
| Common Stock | May 15, 2017 | S | 800 | $14.21 | D | 645,754 | D | |
| Common Stock | May 15, 2017 | S | 1,240 | $14.22 | D | 644,514 | D | |
| Common Stock | May 15, 2017 | S | 610 | $14.23 | D | 643,904 | D | |
| Common Stock | May 15, 2017 | S | 310 | $14.24 | D | 643,594 | D | |
| Common Stock | May 15, 2017 | S | 700 | $14.25 | D | 642,894 | D | |
| Common Stock | May 15, 2017 | S | 400 | $14.26 | D | 642,494 | D | |
| Common Stock | May 15, 2017 | S | 950 | $14.27 | D | 641,544 | D | |
| Common Stock | May 15, 2017 | S | 2,000 | $14.28 | D | 639,544 | D | |
| Common Stock | May 15, 2017 | S | 2,300 | $14.29 | D | 637,244 | D | |
| Common Stock | May 15, 2017 | S | 2,000 | $14.30 | D | 635,244 | D | |
| Common Stock | May 15, 2017 | S | 1,200 | $14.31 | D | 634,044 | D | |
| Common Stock | May 15, 2017 | S | 1,900 | $14.32 | D | 632,144 | D | |
| Common Stock | May 15, 2017 | S | 2,100 | $14.33 | D | 630,044 | D | |
| Common Stock | May 15, 2017 | S | 2,900 | $14.34 | D | 627,144 | D | |
| Common Stock | May 15, 2017 | S | 4,282 | $14.35 | D | 622,862 | D | |
| Common Stock | May 15, 2017 | S | 200 | $14.36 | D | 622,662 | D | |
| Common Stock | May 15, 2017 | S | 2,941 | $14.37 | D | 619,721 | D | |
| Common Stock | May 15, 2017 | S | 400 | $14.38 | D | 619,321 | D | |
| Common Stock | May 15, 2017 | S | 1,000 | $14.39 | D | 618,321 | D | |
| Common Stock | May 15, 2017 | S | 3,806 | $14.40 | D | 614,515 | D | |
| Common Stock | May 15, 2017 | S | 11,561 | $14.41 | D | 602,954 | D | |
| Common Stock | May 15, 2017 | S | 22,008 | $14.42 | D | 580,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $8.31 | May 15, 2017 | M | 33,333 | D | Jul 14, 2010 | Jul 14, 2018 | Common Stock | 33,333 | 0 | D |
| Employee Stock Option | $1.71 | May 15, 2017 | M | 20,000 | D | Jul 28, 2011 | Jul 28, 2019 | Common Stock | 20,000 | 0 | D |