SEC Form 4 · accession 0001179110-17-003364
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Berish Barkal
Officer — VP Quality, CCO
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 2,000 | $1.92 | A | 88,395 | D | |
| Common Stock | Feb 27, 2017 | M | 2,000 | $4.47 | A | 90,395 | D | |
| Common Stock | Feb 27, 2017 | S | 511 | $11.09 | D | 89,884 | D | |
| Common Stock | Feb 27, 2017 | S | 300 | $11.08 | D | 89,584 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $11.07 | D | 89,484 | D | |
| Common Stock | Feb 27, 2017 | S | 500 | $11.06 | D | 88,984 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $11.05 | D | 88,784 | D | |
| Common Stock | Feb 27, 2017 | S | 600 | $11.04 | D | 88,184 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $11.03 | D | 87,984 | D | |
| Common Stock | Feb 27, 2017 | S | 400 | $11.02 | D | 87,584 | D | |
| Common Stock | Feb 27, 2017 | S | 300 | $11.01 | D | 87,284 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $10.99 | D | 87,184 | D | |
| Common Stock | Feb 27, 2017 | S | 190 | $10.98 | D | 86,994 | D | |
| Common Stock | Feb 27, 2017 | S | 110 | $10.97 | D | 86,884 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $10.96 | D | 86,684 | D | |
| Common Stock | Feb 27, 2017 | S | 289 | $10.95 | D | 86,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $1.92 | Feb 27, 2017 | M | 2,000 | D | Oct 22, 2010 | Oct 22, 2018 | Common Stock | 2,000 | 0 | D |
| Employee Stock Option | $4.47 | Feb 27, 2017 | M | 2,000 | D | Oct 26, 2011 | Oct 26, 2019 | Common Stock | 2,000 | 0 | D |