SEC Form 4 · accession 0001179110-17-003363
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald James Assaf
Officer — Sr VP, General Counsel & Sec
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2017 | M | 9,000 | $4.47 | A | 112,462 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $11.00 | D | 112,262 | D | |
| Common Stock | Feb 27, 2017 | S | 400 | $10.99 | D | 111,862 | D | |
| Common Stock | Feb 27, 2017 | S | 600 | $10.98 | D | 111,262 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $10.97 | D | 111,162 | D | |
| Common Stock | Feb 27, 2017 | S | 1,699 | $10.96 | D | 109,463 | D | |
| Common Stock | Feb 27, 2017 | S | 900 | $10.95 | D | 108,563 | D | |
| Common Stock | Feb 27, 2017 | S | 500 | $10.94 | D | 108,063 | D | |
| Common Stock | Feb 27, 2017 | S | 1,100 | $10.93 | D | 106,963 | D | |
| Common Stock | Feb 27, 2017 | S | 600 | $10.92 | D | 106,363 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $10.91 | D | 106,163 | D | |
| Common Stock | Feb 27, 2017 | S | 200 | $10.90 | D | 105,963 | D | |
| Common Stock | Feb 27, 2017 | S | 100 | $10.86 | D | 105,863 | D | |
| Common Stock | Feb 27, 2017 | S | 135 | $10.85 | D | 105,728 | D | |
| Common Stock | Feb 27, 2017 | S | 600 | $10.84 | D | 105,128 | D | |
| Common Stock | Feb 27, 2017 | S | 800 | $10.83 | D | 104,328 | D | |
| Common Stock | Feb 27, 2017 | S | 566 | $10.82 | D | 103,762 | D | |
| Common Stock | Feb 27, 2017 | S | 300 | $10.81 | D | 103,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $4.47 | Feb 27, 2017 | M | 9,000 | D | Oct 26, 2011 | Oct 26, 2019 | Common Stock | 9,000 | 0 | D |