SEC Form 4/A · accession 0001179110-16-023881
KEMET CORP · KEM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald James Assaf
Officer — Sr VP, General Counsel & Sec
Period of report
Apr 28, 2016
Accepted (ET)
May 5, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887730
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | M | 9,408 | $0.00 | A | 87,218 | D | |
| Common Stock | Apr 28, 2016 | F | 2,007 | $2.35 | D | 85,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 28, 2016 | M | 9,408 | A | — | — | Common Stock | 9,408 | 0 | D |
Explanation of responses
- F1On May 12, 2014, the reporting person was granted a performance award that could result in the issuance of restricted stock units, vesting one-half on April 28, 2016, and the balance on April 28, 2017, subject to meeting certain performance targets. The restricted stock units each convert into common stock on a one for one basis.