SEC Form 4 · accession 0001179110-17-004054
CHEESECAKE FACTORY INC · CAKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Overton
Officer — Chairman and C.E.O. · Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 90,000 | D | ||
| Common StockF2 | holding | — | — | — | 2,847,046 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 183,950 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 60,211 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $61.59 | Mar 2, 2017 | A | 73,500 | A | — | Mar 2, 2025 | Common Stock | 73,500 | 73,500 | D |
Explanation of responses
- F1Shares of restricted stock subject to forfeiture.
- F2Shares held by the David M. Overton Family Trust of which Mr. Overton is trustee.
- F3Shares held by the David M. Overton 2011 Gift Trust UTA dated 11/23/2011 for the benefit of the reporting person's son. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities.
- F4Shares held by Mr. Overton's spouse as trustee for the Sheila A. Overton Living Trust. The reporting person disclaims beneficial ownership of these securities.
- F5Vests as to 20% of the options on each of 3/2/18, 2019, 2020, 2021 and 2022.