SEC Form 4 · accession 0001179110-16-032014
CHEESECAKE FACTORY INC · CAKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Gordon
Officer — President
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | M | 5,000 | $31.10 | A | 10,907 | D | |
| Common Stock | Nov 22, 2016 | M | 10,000 | $29.29 | A | 20,907 | D | |
| Common StockF1 | Nov 22, 2016 | S | 15,000 | $59.3004 | D | 5,907 | D | |
| Common StockF2 | holding | — | — | — | 20,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $31.10 | Nov 22, 2016 | M | 5,000 | D | Jan 6, 2012 | Jan 6, 2019 | Common Stock | 5,000 | 0 | D |
| Employee Stock Options (right to buy) | $29.29 | Nov 22, 2016 | M | 10,000 | D | Jan 5, 2013 | Jan 5, 2020 | Common Stock | 10,000 | 3,700 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $59.19 to $59.42, inclusive. The reporting person undertakes to provide to CAKE Corporation, any security holder of CAKE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Shares of restricted stock subject to forfeiture.