SEC Form 4 · accession 0001179110-16-021558
CHEESECAKE FACTORY INC · CAKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Max S Byfuglin
Officer — President (Subsidiary)
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2016 | M | 3,000 | $21.42 | A | 61,344 | I | By Trust |
| Common StockF1 | Mar 9, 2016 | M | 3,000 | $31.10 | A | 64,344 | I | By Trust |
| Common StockF1 | Mar 9, 2016 | M | 8,668 | $29.29 | A | 73,012 | I | By Trust |
| Common StockF1 | Mar 9, 2016 | M | 8,700 | $35.62 | A | 81,712 | I | By Trust |
| Common StockF3,F1 | Mar 9, 2016 | S | 21,926 | $52.6655 | D | 59,786 | I | By Trust |
| Common StockF4,F1 | Mar 9, 2016 | S | 4,942 | $52.5525 | D | 54,844 | I | By Trust |
| Common StockF2 | holding | — | — | — | 11,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $21.42 | Mar 9, 2016 | M | 3,000 | D | Jan 7, 2011 | Jan 7, 2018 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (right to buy) | $31.10 | Mar 9, 2016 | M | 3,000 | D | Jan 6, 2012 | Jan 6, 2019 | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (right to buy) | $29.29 | Mar 9, 2016 | M | 8,668 | D | Jan 5, 2013 | Jan 5, 2020 | Common Stock | 8,668 | 3,000 | D |
| Employee Stock Option (right to buy) | $35.62 | Mar 9, 2016 | M | 8,700 | D | Mar 7, 2014 | Mar 7, 2021 | Common Stock | 8,700 | 5,800 | D |
Explanation of responses
- F1Shares held by the Byfuglin Family Trust u/t/a 9/27/2003 of which the reporting person and his spouse are trustees.
- F2Shares of restricted stock subject to forfeiture.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.49 to $52.80, inclusive. The reporting person undertakes to provide to CAKE Corporation, any security holder of CAKE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4
- F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $52.49 to $52.61, inclusive. The reporting person undertakes to provide to CAKE Corporation, any security holder of CAKE Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4