SEC Form 3 · accession 0001072613-18-000480
EMPIRE PETROLEUM CORP · EP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PUCKETT LAND CO
10% Owner
Period of report
Aug 29, 2018
Accepted (ET)
Sep 18, 2018 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,021,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrant | $0.15 | holding | — | — | — | Aug 29, 2018 | Dec 31, 2020 | Common Stock | 3,021,191 | — | D |