SEC Form 4 · accession 0001437749-26-027122
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Allan Grotke
Officer — President & CEO of TotalStone
Period of report
Aug 7, 2026
Accepted (ET)
Aug 11, 2026 · 8:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000887151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2026 | A | 515,495 | — | A | 1,041,597 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 515,495 shares of common stock granted to the Reporting Person on August 7, 2026 as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full on August 7, 2029, the third anniversary of the grant date, subject to the Reporting Person's continued service.