SEC Form 4 · accession 0001437749-26-027121
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Holliman III
Director
Period of report
Mar 30, 2026
Accepted (ET)
Aug 11, 2026 · 8:21 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000887151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2026 | A | 95,000 | — | A | 95,000 | D | |
| Common StockF1 | Aug 7, 2026 | A | 305,248 | — | A | 401,343 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 95,000 and 305,248 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.