SEC Form 4 · accession 0001437749-26-027117
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Lewis Strout Jr.
Director
Period of report
Mar 7, 2025
Accepted (ET)
Aug 11, 2026 · 8:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000887151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2025 | J | 822,128 | — | A | 822,128 | I | By Gordon Rocks, Inc. |
| Common Stock | Mar 7, 2025 | P | 41,500 | $4.00 | A | 41,500 | D | |
| Common StockF2 | Mar 30, 2026 | A | 142,500 | — | A | 184,000 | D | |
| Common StockF2 | Aug 7, 2026 | A | 357,810 | — | A | 541,810 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 7, 2025, pursuant to a Master Exchange Agreement entered into among the Issuer, its operating subsidiary, TotalStone, LLC ("TotalStone"), and TotalStone's Class B and Class C Members, all of the Preferred Interests in TotalStone previously owned by the Reporting Person were exchanged for 822,128 shares of the Issuer's Common Stock.
- F2THE REPORTED SHARES ARE UNVESTED RESTRICTED STOCK AND MAY NOT BE SOLD, TRANSFERRED OR PLEDGED. Including 142,500 and 357,810 shares of common stock granted to the Reporting Person on March 30, 2026 and August 7, 2026, respectively, as restricted stock awards, for no consideration, under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended. The restricted stock awards will vest in full only upon the Reporting Person's Separation Date, as defined in the Reporting Person's Master Restricted Stock Agreement.