SEC Form 4 · accession 0001171843-16-013193
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredric J Feldman
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 11:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.05 | Nov 10, 2016 | A | 40,000 | A | Nov 10, 2016 | Nov 10, 2026 | Common Stock | 40,000 | 421,500 | D |