SEC Form 4 · accession 0001171843-15-006914
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Holliman III
Officer — Executive Chairman · Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.12 | Dec 18, 2015 | A | 100,000 | A | Dec 18, 2015 | Dec 18, 2025 | Common Stock | 100,000 | 1,268,000 | D |