SEC Form 4 · accession 0001171843-15-003572
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Holliman III
Officer — Executive Chairman · Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.25 | Jun 19, 2015 | A | 50,000 | A | Jun 19, 2015 | Jun 19, 2025 | Common Stock | 50,000 | 968,000 | D |
| Stock Option (Right to Buy)F1 | $0.25 | Jun 19, 2015 | A | 200,000 | A | Jun 19, 2015 | Jun 19, 2025 | Common Stock | 200,000 | 1,168,000 | D |
Explanation of responses
- F150% immediately vested and 50% to vest monthly over 12 month-period