SEC Form 4 · accession 0001171843-15-001934
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie M Taeger
Officer — SVP Chief Financial Officer
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.17 | Apr 10, 2015 | A | 40,000 | A | Apr 10, 2015 | Apr 10, 2025 | Common Stock | 40,000 | 658,706 | D |
Explanation of responses
- F150% to vest 4/10/15 and 50% to vest monthly by 4/10/16