SEC Form 4 · accession 0001171843-15-000042
Capstone Holding Corp. · CAPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredric J Feldman
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887151
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.22 | Jan 2, 2015 | A | 50,000 | A | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 50,000 | 306,500 | D |