Form4insider filings, from the source

SEC Form 4 · accession 0000921895-17-001936

Capstone Holding Corp. · CAPS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887151

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, $0.0005 par valueF1,F2,F3Jul 14, 2017S3,993,637$0.06D0IBy BVF Investments, L.L.C.
Common Stock, $0.0005 par valueF1,F4Jul 14, 2017S242,236$0.06D1,377,652IBy Biotechnology Value Fund, L.P.
Common Stock, $0.0005 par valueF1,F5Jul 14, 2017S105,713$0.06D890,487IBy Biotechnology Value Fund II, L.P.

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses