SEC Form 4 · accession 0001437749-16-025870
HAMPSHIRE GROUP LTD · HAMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin C. Yogel
Director
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000887150
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $2.05 | Feb 19, 2016 | D | 13,500 | D | — | Mar 30, 2022 | Common Stock | 13,500 | 0 | D |
| Stock Option (Right to Buy)F2,F3 | $0.30 | Feb 19, 2016 | A | 13,500 | A | — | Feb 18, 2026 | Common Stock | 13,500 | 13,500 | D |
Explanation of responses
- F1The option provided for vesting in four equal annual installments beginning on December 31, 2012.
- F2The reporting person agreed to the cancellation of the option for 50,000 shares of common stock granted to him on March 30, 2012 in exchange for a new option having a lower exercise price.
- F3The option becomes exercisable in four equal annual installments beginning on February 19, 2017.