SEC Form 4 · accession 0000769993-18-000421

GOLDMAN SACHS GROUP INC · GS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and COO

Period of report

Jul 18, 2018

Accepted (ET)

Jul 20, 2018 · 2:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886982

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share	Jul 18, 2018	M	27,125	$78.78	A	234,395	D
Common Stock, par value $0.01 per share^F2	Jul 18, 2018	F	18,743	$232.0975	D	215,652	D
Common Stock, par value $0.01 per share	Jul 18, 2018	S	8,382	$232.0823	D	207,270	D
Common Stock, par value $0.01 per share^F3	holding	—	—		—	15,355	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Options (right to buy)^F4	$78.78	Jul 18, 2018	M	27,125	D	—	Dec 31, 2018	Common Stock, par value $0.01 per share	27,125	27,125	D

F1Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
F2Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
F3Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.