SEC Form 4 · accession 0000769993-18-000154
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R. Martin Chavez
Officer — Executive Vice President - CFO
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2 | Jan 31, 2018 | S | 1,543 | $267.0149 | D | 95,864 | D | |
| Common Stock, par value $0.01 per shareF3 | Jan 31, 2018 | S | 2,108 | $268.1421 | D | 93,756 | D | |
| Common Stock, par value $0.01 per shareF4 | Jan 31, 2018 | S | 3,474 | $268.915 | D | 90,282 | D | |
| Common Stock, par value $0.01 per shareF5 | Jan 31, 2018 | S | 3,164 | $269.7186 | D | 87,118 | D | |
| Common Stock, par value $0.01 per shareF6,F9 | Jan 31, 2018 | S | 200 | $266.96 | D | 2,880 | I | See footnote |
| Common Stock, par value $0.01 per shareF7,F9 | Jan 31, 2018 | S | 540 | $268.4485 | D | 2,340 | I | See footnote |
| Common Stock, par value $0.01 per shareF8,F9 | Jan 31, 2018 | S | 800 | $269.53 | D | 1,540 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.
- F2Reflects a weighted average sale price of $267.0149 per share, at prices ranging from $266.43 and $267.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects a weighted average sale price of $268.1421 per share, at prices ranging from $267.44 and $268.41 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects a weighted average sale price of $268.915 per share, at prices ranging from $268.45 and $269.40 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5Reflects a weighted average sale price of $269.7186 per share, at prices ranging from $269.46 and $269.98 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F6Reflects a weighted average sale price of $266.96 per share, at prices ranging from $266.89 and $267.03 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F7Reflects a weighted average sale price of $268.4485 per share, at prices ranging from $268.01 and $268.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F8Reflects a weighted average sale price of $269.53 per share, at prices ranging from $269.04 and $269.95 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F9Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.