SEC Form 4 · accession 0000769993-18-000090

GOLDMAN SACHS GROUP INC · GS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 18, 2018

Accepted (ET)

Jan 22, 2018 · 2:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886982

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1,F2	Jan 18, 2018	S	17,500	$251.1883	D	84,757	I	See footnote
Common Stock, par value $0.01 per share	holding	—	—		—	710,925	D
Common Stock, par value $0.01 per share^F3	holding	—	—		—	123,186	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4	—	Jan 18, 2018	A	1,993	A	—	—	Common Stock, par value $0.01 per share	1,993	13,049	D

F1Reflects a weighted average sale price of $251.1883 per share, at prices ranging from $251.08 to $251.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F3Held through a limited liability company.
F4Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.