SEC Form 4 · accession 0000769993-17-000425

GOLDMAN SACHS GROUP INC · GS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and Co-COO

Period of report

Feb 21, 2017

Accepted (ET)

Feb 23, 2017 · 2:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886982

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share	Feb 21, 2017	M	94,564	$204.16	A	272,158	D
Common Stock, par value $0.01 per share^F2	Feb 21, 2017	F	86,610	$252.17	D	185,548	D
Common Stock, par value $0.01 per share	Feb 21, 2017	S	7,954	$252.1799	D	177,594	D
Common Stock, par value $0.01 per share^F3	holding	—	—		—	21,420	I	See footnote
Common Stock, par value $0.01 per share^F4	holding	—	—		—	500	I	See footnote
Common Stock, par value $0.01 per share^F5	holding	—	—		—	500	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Options (right to buy)	$204.16	Feb 21, 2017	M	94,564	D	Jan 25, 2011	Nov 24, 2017	Common Stock, par value $0.01 per share	94,564	94,564	D

F1Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017.
F2Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
F3Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F4Held by family member. The Reporting Person disclaims beneficial ownership of these shares.
F5Held by family member. The Reporting Person disclaims beneficial ownership of these shares.