SEC Form 4 · accession 0000769993-17-000420
GOLDMAN SACHS GROUP INC · GS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F.W. Rogers
Officer — EVP-Chief of Staff & Secretary
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 14, 2017 | S | 100 | $250.00 | D | 37,794 | I | See footnote |
| Common Stock, par value $0.01 per shareF2 | Feb 15, 2017 | S | 20,000 | $250.0603 | D | 94,458 | D | |
| Common Stock, par value $0.01 per shareF2,F1 | Feb 15, 2017 | S | 12,225 | $250.0603 | D | 25,569 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- F2Reflects a weighted average sale price of $250.0603 per share, at prices ranging from $250.00 to $250.58 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.