SEC Form 4 · accession 0001209191-18-064317
AVON PRODUCTS INC · AVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Mitarotonda
Director
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008868
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Dec 26, 2018 | J | 162,549 | — | D | 101,821 | I | By Barington Companies Investors, LLC |
| Common StockF3,F5 | holding | — | — | — | 4,057,105 | I | By Barington Companies Equity Partners, LP | |
| Common Stock | holding | — | — | — | 8,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the distribution to a third party of 162,549 shares of common stock of the Company. Barington Companies Investors, LLC ("Barington Investors") may have previously been deemed to beneficially own such shares when they were under its control as the investment advisor to such third party. Following the distribution, Barington Investors may no longer be deemed to beneficially own such shares.
- F2Not applicable.
- F3The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- F4The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Investors. Barington Investors directly owns 101,821 shares of common stock of the Company.
- F5The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P. Barington Investors is the general partner of Barington Companies Equity Partners, L.P.