SEC Form 4 · accession 0000886744-16-000067
GERON CORP · GERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Spiegel
Director
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.74 | May 17, 2016 | A | 50,000 | A | — | May 17, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This option will vest and become exercisable as to 100% of the shares of common stock subject to such option on the earlier of (i) the date of the next annual meeting of the company's stockholders or (ii) the first annivarsary of the date of grant of such option, subject to the non-employee director's continuous service with the company through such dates.