SEC Form 4 · accession 0000886744-16-000053
GERON CORP · GERN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Scarlett
Officer — President and CEO · Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 12, 2016 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886744
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.54 | Feb 11, 2016 | A | 600,000 | A | — | Feb 11, 2026 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1This option vests in a series of 48 consecutive equal monthly installments commencing February 11, 2016 provided the optionee continues to provide services to the Company.