SEC Form 4/A · accession 0000886346-17-000127

KADANT INC · KAI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Michael J McKenney

Officer — SR. VICE PRESIDENT & CFO

Period of report

Mar 10, 2017

Accepted (ET)

Sep 22, 2017 · 2:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886346

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Mar 10, 2017	M	948	—	A	19,259	D
Common Stock^F2	Mar 10, 2017	F	308	$57.80	D	18,951	D
Common Stock^F3,F2	Mar 10, 2017	M	236	—	A	19,187	D
Common Stock^F2	Mar 10, 2017	F	77	$57.80	D	19,110	D
Common Stock^F4,F2	Mar 10, 2017	M	809	—	A	19,919	D
Common Stock^F2	Mar 10, 2017	F	263	$57.80	D	19,656	D
Common Stock^F5,F2	Mar 10, 2017	M	206	—	A	19,862	D
Common Stock^F2	Mar 10, 2017	F	67	$57.80	D	19,795	D
Common Stock^F6,F2	Mar 10, 2017	M	1,202	—	A	20,997	D
Common Stock^F2	Mar 10, 2017	F	391	$57.80	D	20,606	D
Common Stock^F7,F2	Mar 10, 2017	M	308	—	A	20,914	D
Common Stock^F2	Mar 10, 2017	F	100	$57.80	D	20,814	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1	$0.00	Mar 10, 2017	M	948	D	—	Mar 10, 2017	Common Stock	948	0	D
Restricted Stock Unit^F3	$0.00	Mar 10, 2017	M	236	D	—	Mar 10, 2017	Common Stock	236	0	D
Restricted Stock Unit^F4	$0.00	Mar 10, 2017	M	809	D	—	Mar 10, 2018	Common Stock	809	809	D
Restricted Stock Unit^F5	$0.00	Mar 10, 2017	M	206	D	—	Mar 10, 2018	Common Stock	206	206	D
Restricted Stock Unit^F6	$0.00	Mar 10, 2017	M	1,202	D	—	Mar 31, 2019	Common Stock	1,202	2,402	D
Restricted Stock Unit^F7	$0.00	Mar 10, 2017	M	308	D	—	Mar 31, 2019	Common Stock	308	616	D

Explanation of responses

F1The shares represent the partial settlement under a performance-based RSU award granted March 5, 2014. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
F2This amendment has been filed to correct the total amount of securities beneficially owned following reported transactions, reported in Column 5 in Table I. In all other respects, the report is unchanged.
F3The shares represent the partial settlement under a time-based RSU award granted March 5, 2014. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
F4The shares represent the partial settlement under a performance-based RSU award granted March 9, 2015. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
F5The shares represent the partial settlement under a time-based RSU award granted March 9, 2015. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
F6The shares represent the partial settlement under a performance-based RSU award granted March 8, 2016. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.
F7The shares represent the partial settlement under a time-based RSU award granted March 8, 2016. One-third of the RSU vested and became distributable on March 10, 2017 and was converted to common stock on a one-for-one basis on the vesting date.