SEC Form 5 · accession 0001140361-16-082506
FRANKLIN COVEY CO · FC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shawn D Moon
Officer — Executive Vice President
Period of report
Aug 31, 2016
Accepted (ET)
Oct 11, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common shares | Feb 29, 2016 | A | 594 | $14.68 | A | 15,274 | D | |
| common shares | May 31, 2016 | A | 618 | $13.07 | A | 15,892 | D | |
| common shares | Aug 31, 2016 | A | 333 | $13.81 | A | 16,225 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired under the Franklin Covey Co. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).