SEC Form 4 · accession 0001127602-17-013118
FINISH LINE INC /IN/ · FINL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Wilhelm
Officer — EVP, Chief Financial Officer
Period of report
Mar 27, 2017
Accepted (ET)
Mar 29, 2017 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 27, 2017 | A | 20,244 | $0.00 | A | 70,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted StockF2 | $0.00 | Mar 27, 2017 | A | 20,244 | A | Mar 27, 2020 | Mar 27, 2020 | Class A Common Stock | 20,244 | 20,244 | D |
| Performance-Based Restricted Stock | $0.00 | holding | — | — | — | Apr 1, 2017 | Apr 1, 2017 | Class A Common Stock | 6,016 | 6,016 | D |
| Performance-Based Restricted Stock | $0.00 | holding | — | — | — | Mar 30, 2018 | Mar 30, 2018 | Class A Common Stock | 6,757 | 6,757 | D |
| Performance-Based Restricted Stock | $0.00 | holding | — | — | — | Mar 28, 2019 | Mar 28, 2019 | Class A Common Stock | 7,926 | 7,926 | D |
Explanation of responses
- F1The reported shares of restricted stock vest in three annual installments on the anniversary date of the grant, commencing on 3/27/2018.
- F2Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019, and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.