SEC Form 4 · accession 0000908834-17-000069
FINISH LINE INC /IN/ · FINL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel M Sato
Officer — CEO · Director
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886137
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 1, 2017 | F | 2,936 | $14.25 | D | 245,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance-Based Restricted StockF2 | $0.00 | Apr 1, 2017 | D | 12,232 | D | — | Apr 1, 2017 | Class A Common Stock | 12,232 | 0 | D |
| Dividend Equivalent RightsF3 | $0.00 | Apr 1, 2017 | D | 623 | D | — | Apr 1, 2017 | Class A Common Stock | 623 | 1,127 | D |
Explanation of responses
- F1Withheld for the satisfaction of tax liabilities incurred upon the vesting of 9,071 shares of restricted stock.
- F2Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals, measured over a performance period including fiscal years 2015, 2016 and 2017. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.
- F3The reported dividend equivalent rights accrued on the reporting person's performance-based restricted stock and will become vested proportionately with the performance-based restricted stock to which they relate. Each dividend equivalent right is the economic equivalent of one share of Class A Common Stock.