SEC Form 4 · accession 0000908834-17-000062

· FINL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Divisional President, CMO

Period of report

Jun 14, 2016

Accepted (ET)

Mar 29, 2017 · 11:09 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000886137

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Jun 14, 2016	A	18,633	$0.00	A	18,633	D
Class A Common Stock^F2	Mar 14, 2017	A	19,508	$0.00	A	38,141	D
Class A Common Stock^F3	Mar 27, 2017	A	24,255	$0.00	A	62,396	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$17.04	Jun 14, 2016	A	156,404	A	—	Jun 14, 2026	Class A Common Stock	156,404	156,404	D
Performance-Based Restricted Stock^F5	—	Mar 27, 2017	A	24,255	A	—	Mar 27, 2020	Class A Common Stock	24,255	24,255	D

F1Approximately half the reported shares of restricted stock (9,317) vest on 5/15/2017, and the remainder vest on 5/15/2018.
F2All the reported shares of restricted stock cliff-vest in full on 3/14/2020.
F3The reported shares of restricted stock vest in three equal annual installments on the anniversary of the date of grant, commencing on 3/27/2018.
F4The options vest in two equal annual installments beginning on 5/15/2017.
F5Each share of performance-based restricted stock represents a contingent right to receive one share of Class A Common Stock. The shares of performance-based restricted stock vest upon achieving certain performance goals relating to the compound annual growth rate of The Finish Line, Inc.'s earnings per share and to consolidated enterprise sales growth, measured over a performance period including fiscal years 2018, 2019 and 2020. Dividend equivalent rights accrue with respect to these shares of performance-based restricted stock when and as dividends are paid on Class A Common Stock.