SEC Form 4 · accession 0001225208-18-015896
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christina Lampe-Onnerud
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 27, 2018 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Restricted Stock UnitF3,F1,F4 | — | Nov 8, 2018 | A | 18,350 | A | — | — | Common Stock | 18,350 | 18,350 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.
- F2Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.
- F3For services rendered as director
- F4These RSUs (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Company to be held in 2019 (ii) are to be settled in cash or in shares of the Companys common stock, at the discretion of the Compensation Committee, as the administrator under the Plan.