SEC Form 4 · accession 0001225208-18-007564
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Natica von Althann
Director
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Common Stock UnitsF2,F1 | $0.00 | Apr 5, 2018 | A | 37,921 | A | — | — | Common Stock | 37,921 | 37,921 | D |
Explanation of responses
- F1Common Stock Units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the Common Stock Units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each Common Stock Unit), within thirty days after the reporting person's Separation from Service on the Board of Directors.
- F2For services rendered as director