SEC Form 4 · accession 0001225208-18-007563
FUELCELL ENERGY INC · FCEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Herbert England
Director
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000886128
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F1,F2 | $1.78 | Apr 5, 2018 | A | 54,503 | A | — | Apr 5, 2028 | Common Stock | 54,503 | 54,503 | D |
Explanation of responses
- F1For services rendered as director
- F2These options vest on the earlier of (i) the one-year anniversary from the grant date or (ii) the date of the next annual stockholder's meeting held following the grant date, provided that such date is not less than 50 weeks from the grant date.